NZ | Getting ready for your first AML audit

NZ | Getting ready for your first AML audit

12
Jun

NZ | Getting ready for your first AML audit

Date: 12-Jun-2019


Tips from an Expert


Event

NZ | Getting ready for your first AML audit

Date

Wednesday 12 June

Start Time

12.30pm GMT + 12

End Time

2pm GMT + 12

Event Location

Auckland

Host Venue Details

Kindly Hosted by Hesketh Henry Level 14, PWC Tower, 188 Quay St, Auckland CBD

Event Overview

As an AML Auditor and AML consultant, Karty will contribute her insights from her experience to help prepare you for your first audit. In her previous role at the FMA, Karty reviewed AML audits, conducted onsite regulator monitoring visits and has been involved in issuing warnings under the AML/CFT Act. 

In our session Karty will cover:

• What does “good” look like from a regulatory perspective
• Common mistakes and issues for new reporting entities
• How to prepare for and get value from your audit.



Event Sponsors


Presented By


Karty Mayne, BAppM, MInsD
Founder of Rosewill Consulting Limited

Karty has over 20 years financial services, management and risk and compliance experience. Karty was previously a Manager in the Supervision Team at the Financial Markets Authority. Karty is a member of the Institute of Directors, Governance NZ and Association of Certificated Anti-Money Laundering Specialists (ACAMS).

Professional Development

1 CPD Unit/ 1 NZ Hour Practice Management and Business Skills

Event Costs

ALPMA Members: Free. Login to Register

ALPMA Associates:

Non Members*: $99.00 - *Non Members must be eligible to join ALPMA


Bookings for this event have closed.