NZ | Getting ready for your first AML audit


NZ | Getting ready for your first AML audit

Tips from an Expert

  Free Seminar

Recording Date: 12-Jun-2019

Recording Type: Video + Slides

Karty Mayne, BAppM, MInsD
Founder of Rosewill Consulting Limited

Karty has over 20 years financial services, management and risk and compliance experience. Karty was previously a Manager in the Supervision Team at the Financial Markets Authority. Karty is a member of the Institute of Directors, Governance NZ and Association of Certificated Anti-Money Laundering Specialists (ACAMS).

Overview:

As an AML Auditor and AML consultant, Karty will contribute her insights from her experience to help prepare you for your first audit. In her previous role at the FMA, Karty reviewed AML audits, conducted onsite regulator monitoring visits and has been involved in issuing warnings under the AML/CFT Act. 

In our session Karty will cover:

• What does “good” look like from a regulatory perspective
• Common mistakes and issues for new reporting entities
• How to prepare for and get value from your audit.


CPD: 1 CPD Unit/ 1 NZ Hour Practice Management and Business Skills


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